Facilitation, Conflict Management and Dispute Resolution
Joseph P McMahon Jr.

303-333-1960   

617 Steele St., Denver CO  80206-3941

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Draft contract clause calling for a neutral convening

The following is a sample clause which is part of a larger multi-step dispute resolution process calling for negotiation, a neutral convening and then arbitration if needed.

"Convening Meeting. If efforts to resolve the Dispute through negotiations fail, the Parties agree to attend a Convening Meeting (as described below), facilitated by a knowledgeable mediator, to discuss whether alternate dispute resolution methods, other than arbitration, could be used to resolve the Dispute. Either Party may demand a Convening Meeting regarding a Dispute by sending written notice to the other Party. For such a Convening Meeting, the Parties agree that they will jointly select the mediator, schedule a Convening Meeting in [Location] at a mutually acceptable time, and will equally share the mediator's fees. Each Party agrees to attend such a meeting for at least [time] hours, but is free to withdraw from the Convening Meeting after attending for that time period. The Parties anticipate that such a Convening Meeting, among other things, would include discussion of the following: (a) The mode of proceeding further (for example, mediation, neutral evaluation, use of a neutral expert, mini-trial, etc.); (b) A procedure and schedule for exchange of documents and other information related to the Dispute; (c) Ground rules and a schedule for conducting the selected mode of proceeding; and, (d) Selection and compensation of the neutral (if any). If it appears that the Parties will proceed to [litigation/arbitration], the Parties may also ask the mediator to facilitate discussions among the Parties that could (a) narrow and focus the issues that need to be [litigated/arbitrated} and (b) expedite the [litigation/arbitration] and discovery.  No earlier than ninety (90) days after the demand by either Party for a Convening Meeting, either Party may initiate [(litigation)(arbitration)] in accordance with Section __ below."